asked 35.1k views
5 votes
An adviser with $133,000,000 of assets under management has its main offices in Illinois and branch offices in Wisconsin, Indiana, and Missouri. Which statement is TRUE regarding registration of the adviser

asked
User Jenyffer
by
8.0k points

1 Answer

6 votes

Answer: The adviser must register in all the states i.e Illinois, Wisconsin, Missouri and Indiana.

Step-by-step explanation:

From the question, we are told that an adviser with $133,000,000 of assets under management has its main offices in Illinois and branch offices in Wisconsin, Indiana, and Missouri.

Based on th above scenario, the adviser has to register in all the states where it has offices.

answered
User Harsh Pamnani
by
8.5k points
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