Question

All of the following transactions executed through NASDAQ in listed securities are reported on the Consolidated Tape EXCEPT: (A) Agency transactions without a markup. (B) Odd lot transactions without differentials. (C) Principal transactions with a markup. (D) Principal transactions with a markdown.

Answer 1

i think it is C

Answer 2

(B) Odd lot transactions without differentials.

Step-by-step explanation:

Based on the answers provided within the question it can be said that the exception that is not listed would be odd lot transactions without differentials. This is a buy or sell order of a security for an amount that is not a multiple of 100, Odd lot transactions are never reported on the Consolidated Tape regardless of the type of transaction that it is.