A research report on an issuer CANNOT be published by the underwriter of that issuer's securities for the time period encompassing:

Question

asked Jan 9, 2021 80.2k views

1 Answer

Dimcookies · Answer 1 · 2021-01-14T23:28:15+0000

Answer:

10 days following the effective date for an initial public offering and 3 days following the effective date for a secondary offering.

Step-by-step explanation: