Question

Exempt reporting advisers are required to file Form _ with the SEC and must _ with the Administrator.

A. ADV, register
B. Form 4, register
C. ADV, file
D. Form 4, file

Answer 1

Exempt reporting advisers must file Form ADV with the SEC and register with the Administrator.

Step-by-step explanation:

Exempt reporting advisers are required to file Form ADV with the SEC and must register with the Administrator.