Question

The Securities and Exchange Commission (SEC) requires that notice of corporate actions be given for all of the following except

A) the issuance of warrants to be attached to a bond offering.
B) interest payments on the issuer's debt instruments.
C) a reverse split on the issuer's common stock.
D) dividend payments on the issuer's common stock.

Answer 1

The Securities and Exchange Commission (SEC) requires notice of corporate actions except for dividend payments on the issuer's common stock.

Step-by-step explanation:

The Securities and Exchange Commission (SEC) requires that notice of corporate actions be given for all of the following except dividend payments on the issuer's common stock.

Corporate actions refer to events that may affect the ownership or value of a company's securities. The SEC requires companies to provide notice of these actions to shareholders and the public to ensure transparency and protect investors.

Dividend payments on the issuer's common stock are a type of corporate action that the SEC does not require notice for. Dividends are regular payments made by a company to its shareholders as a share of the company's profits. While companies often announce dividend payments to their shareholders, it is not a requirement mandated by the SEC.