Question

A person who renders advice on a fixed annutities for a fee, and who then sells the annutities, charging a comission, must regist as an__________

Answer 1

A person who renders advice on a fixed annutities for a fee, and who then sells the annutities, charging a comission must:

i. REGISTER AS AN INVESTMENT ADVISER IN THAT STATE

ii. REGISTER AS A BROKER-DEALER IN THAT STATE

Step-by-step explanation:

Answer 2

- it is referred to as that person who used to make security analysis for free.

Step-by-step explanation:

Investment advisor - it is referred to as that person who used to make security analysis for free. They are the people who have a thorough knowledge of stock, ETFs, etc. The main function that lies under these advisors is to analyze the current movement of the market and provide feasible and authentic investment options to clients