Each sole proprietor that applies for initial registration in a State as either a broker-dealer or investment adviser must file: a statement of financial condition

Question

asked Dec 9, 2021 162k views

1 Answer

Artem Svirskyi · Answer 1 · 2021-12-14T08:53:40+0000

Answer: True

Step-by-step explanation:

The statement of financial condition includes assets, liabilities and equity of the sole proprietor.

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