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"The Uniform Securities Act authorizes the Administrator to waive the surety bond requirement for an investment adviser if the firm"
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"The Uniform Securities Act authorizes the Administrator to waive the surety bond requirement for an investment adviser if the firm"
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Oct 5, 2021
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"The Uniform Securities Act authorizes the Administrator to waive the surety bond requirement for an investment adviser if the firm"
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The correct answer for this question is
maintains a high enough amount of net capital
Mantal
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Oct 9, 2021
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