Question

"Under the Uniform Securities Act, which of the following persons with no place of business in a State is EXCLUDED from the definition of an ""Investment Adviser""? A. A person who gives advice for a fee about public utility mortgage bond issues. B. A person who gives advice for a fee about municipal securities. C. An insurance company that renders advice about securities for a fee to its clients. D. A trust that receives special compensation for rendering advice about securities".

Answer 1

Answer: THE CORRECT ANSWER IS A

Step-by-step explanation:

Answer 2

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