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For a Carrying BD, the FOCUS (Financial and Operational) Combined Uniform Single Report Part I must be filled?

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Final answer:

The FOCUS (Financial and Operational) Combined Uniform Single Report Part I is a compliance document required by the SEC for broker-dealers.

Step-by-step explanation:

The FOCUS (Financial and Operational) Combined Uniform Single Report Part I must be filled out for a Carrying BD. This report is a compliance document required by the Securities and Exchange Commission (SEC) for broker-dealers. It includes financial statements, operational information, and other relevant details about the business.

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User Valerij
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