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All of the following are provisions of FINRA's rules for holding mail for customers except

a) The member must receive prior written instructions from the customer
b) The member must have a written agreement with the customer
c) The member may hold mail for a maximum of three months
d) The member must notify the customer at least annually of the right to receive mail

1 Answer

4 votes

Final answer:

The correct answer is option b) The member must have a written agreement with the customer. Correct option is b.

Step-by-step explanation:

The subject of this question is Business and the grade level is College. The question is asking about provisions of FINRA's rules for holding mail for customers.

The correct answer is option b) The member must have a written agreement with the customer.

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User DKab
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