asked 173k views
4 votes
In Georgia, a branch office maintained by a licensed brokerage firm must...

1 Answer

5 votes

Final answer:

A branch office maintained by a licensed brokerage firm in Georgia must follow regulations regarding the sale of securities.

Step-by-step explanation:

A branch office maintained by a licensed brokerage firm in Georgia must follow certain regulations and requirements.

This involves adhering to the rules and guidelines set by the Georgia Securities Division, which regulates and supervises the sale of securities and the brokers, dealers, and bankers who sell them.

For example, the licensed brokerage firm must maintain accurate records, submit reports, and comply with any inspections or audits conducted by the Georgia Securities Division.

answered
User Carlos Chourio
by
7.9k points
Welcome to Qamnty — a place to ask, share, and grow together. Join our community and get real answers from real people.