Question

Brokers/agents may be investigated after being suspected of noncompliant activity reported through a: (select all that apply.)

Answer 1

Brokers/agents may be investigated after being suspected of noncompliant activity reported through a: Tip or complaint from a whistleblower, Report by a regulatory agency, Investigation initiated by law enforcement.

Step-by-step explanation:

Brokers/agents may be investigated after being suspected of noncompliant activity reported through a:

1. Tip or complaint from a whistleblower
2. Report by a regulatory agency
3. Investigation initiated by law enforcement

Lobbyists and government officials are regulated to ensure compliance with the law. Activities such as certain lobbying activities and disclosure of contributions are prohibited and must be disclosed. Violation of the law can result in penalties, including fines, bans from lobbying, and prison sentences.