Question

Modern Investments is a small business that focuses primarily on securities trading in South America. The company wants to issue a securities offering to the public worth $500,000. Modern Investments is:

Answer 1

Modern Investments is not exempted from registration requirements under Rule 504. Rule 504 of Regulation D provides an exemption from the registration requirements of the federal securities as defined by the SEC government laws. These regulations are made under the Securities Act 1933.