Question

Disciplinary decisions made by FINRA will be released to the public for all of the following situations EXCEPT: Conference with FINRA regarding compliance issues with the firm. Imposition of a monetary sanction Suspension or revocation of a registered person associated with a member. Barring of a member firm

Answer 1

Conference with FINRA regarding compliance issues with the firm.

Step-by-step explanation:

The first option is the only logical answer.

The other options would require some public disclosure, but if there were to be a conference with FINRA regarding compliance issues with the firm there is no need to be disclosed because there is nothing about suspensions, fine impositions, or barring involved.