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An agent tells a customer: "Since I am not registered in your State, I cannot contact you and ask you to buy a security. However, you can call me and ask me to sell it to y…
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An agent tells a customer: "Since I am not registered in your State, I cannot contact you and ask you to buy a security. However, you can call me and ask me to sell it to y…
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Mar 28, 2020
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An agent tells a customer: "Since I am not registered in your State, I cannot contact you and ask you to buy a security. However, you can call me and ask me to sell it to you, since then I am not soliciting you." Under the Uniform Securities Act:
I The agent is soliciting an offer to sell from the customer
II The agent is soliciting an offer to buy from the customer
III The agent's actions are permitted
IV The agent's actions are prohibited
A. I and III
B. I and IV
C. II and III
D. II and IV
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VinyJones
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Answer:i believe the answer is b
Explanation:not certain id look intto it
Agop
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Mar 31, 2020
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Agop
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