asked 150k views
1 vote
"According to the Uniform Securities Act it is unlawful for an investment adviser to tell a client that the administrator:"

asked
User Mahtar
by
7.8k points

1 Answer

6 votes

Answer:

According to the Uniform Securities Act it is unlawful for an investment adviser to tell a client that the administrator is explained below in details.

Step-by-step explanation:

Any investment adviser needed to be enrolled to employ an investment adviser spokesperson unless the investment adviser spokesperson is enrolled following this act, present that the enrollment of an investment adviser spokesperson is not valid throughout any period when he is not contracted by an investment adviser recorded under this act.

answered
User Changaco
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8.7k points
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